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Alpha Compliance
assists
Investment Managers to comply with regulatory framework of Monetary Authority of Singapore

COMPLIANCE, ADVISORY, TRAINING AND DUE DILIGENCE

Why us? 

Alpha compliance provides robust and cost effective compliance solutions

Our Services

PRE-SETUP ADVISORY

- Incorporation - Structuring - Setup costs - Service providers - Licensing requirements

LICENSING

- Meeting license conditions - Documentation - Form filing with MAS - Liaison with MAS - Complying with MAS license conditions

COMPLIANCE

- Outsourced compliance service provider - Compliance advisory - Compliance review - MAS form filings - Compliance manual

MONITORING

- AML checks - Outsourcing review - License conditions - Service providers - Business continuity

RISK MANAGEMENT

- Risk manual - Risk matrix monitoring - Technology risk mgt - Operational risk mgt

INTERNAL AUDIT

- Compliance audit - Operational audit - Forensic audit - Audit certification to statutory auditors